Diane K. Rule

Rule Financial Services

“I strive to provide clients with the advice and guidance they need, so they will feel empowered and confident about their financial future.”  

Bringing Wall Street to Main Street!

Rule Financial Services
Gloucester, MA 01930
Diane@RuleFinancialServices.com
Cell: 978-502-5324
RuleFinancialServices.com

From mapping out a strategy to planning retirement income sources, Diane can provide the guidance and advice you need including wealth management, portfolio design, alternative investments and fixed income streams.

Diane Rule offers portfolio management and financial planning services. She utilizes equities, stocks, bonds, ETFs mutual funds, annuities, and alternative investments in order to help clients with their goals and earnings objectives.

With more than 25 years of experience, Diane is product agnostic and considers the entire universe of investments in order to provide holistic planning services. In addition to her degree in Paralegal and Business she holds FINRA Series 6, 7, 63, and 65 registrations as well as Life, Accident, and Health insurance licenses.

As a resident of Gloucester for more than 35 years, Diane has deep roots in her community. As a former owner of a marina and a current business owner, Diane understands the challenges that business owners face. She can help with employee benefits, 401(k) plans, employee retention, buy/sell agreements, continuity planning, succession planning, pension maximization and more. Diane has experience with municipalities and government employees. She has helped teachers maximize their 403(b) plans so they can edge closer to their retirement goals.

Financial Planning is not a do-it-yourself project. As a fiduciary, Diane can be objective about your situation. By listening carefully to fully understand your goals she can help you gain control of your complex financial life and help you:

  • Build your retirement nest egg

  • Align your investments with your risk tolerance

  • Help your investments work as hard as you do

  • Plan a legacy for future generations